Senior Compliance & Audit Officer
Core
Support internal audit, compliance monitoring, and governance activities across a finance brokerage business.
Role type
Senior Compliance & Audit Officer
Builds
Compliance registers, audit working papers, findings, recommendations, and training records.
Domain
Financial services / Regulated lending
Deliverable
dashboards & analysis
Required skills
Internal audit, loan file review, compliance monitoring, policy/procedure management, regulatory tracking, audit reporting, governance support, training coordination, action plan management
Preferred skills
Financial services experience, regulated industry experience, Business/Compliance/Risk qualification
Technologies
Zink (proprietary AI platform)
Responsibilities
Conduct internal audits and loan file reviews; maintain compliance registers and action plans; coordinate monthly compliance monitoring and reporting; assist with external audits and regulatory requests; support Compliance Committee meetings; coordinate compliance training.
Seniority
Senior, hands-on IC
