Corporate Governance Compliance
2,503 open positions
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ISG Capital Markets - New Issue Due Diligence Executive GhrNew York, US $225k–$375k15d Execute due diligence, evaluate transactions, and ensure compliance for new issue capital markets solutions intended for GWIM client distribution.
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Analyst/Senior Analyst, Compliance PinebridgeMumbai, IN 15d Ensure compliance with internal and external rules for MetLife's institutional investment management business and broker-dealers, covering ethics, gifts, outside activities, and regulatory reporting.
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Business Governance, Specialist AiaKuala Lumpur, MY-AIA Malaysia 15d Monitor high-risk bank financial executives and sales staff in the Partnership Distribution channel to detect sales misconduct, mis-selling, and financial crime; manage complaints and ensure regulatory compliance.
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Analyst, Global Compliance Regulatory Change NtrsManila, Philippines 15d Reviews regulatory change notifications, manages impact assessments, and maintains the internal regulatory inventory for a global wealth management and banking firm.
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Compliance Advisory Specialist VanguardDublin, Ireland 15d Provide independent second-line compliance advice, oversight, and constructive challenge to support Vanguard's regulated activities and European business.
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Sales Solutions Consultant — SEC Reporting & Compliance ( Remote, NY) BroadridgeRemote $120k–$130k15d Pre-sales Sales Engineer providing technical expertise and product demonstrations for SEC reporting and regulatory compliance software.
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Compliance Manager (m/w/d) im Bankensektor DIS AG GermanyFrankfurt am Main, HESSEN 15d Develop instruments to reduce and manage compliance risks, plan and execute training, review marketing content, prepare reports for management, and track legal developments.
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Advisor, Supervision- Advertising Review RaymondjamesSaint Petersburg, Florida - United States 15d Provide experienced supervisory guidance over advertising, marketing, and communications to protect clients and the firm by interpreting regulations and resolving complex matters.
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Business Controls Specialist, Client Coverage Group (CCG) Officer, State Street Investment Management - Hybrid StatestreetKrakow, Poland 132k15d Global Business Controls Specialist supporting risk and control ecosystem, regulatory adherence, and governance activities across multiple regions for State Street Investment Management.
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Brokerage and RIA CCO ArqNew York 15d Lead US investment compliance for an SEC-registered investment adviser and a proposed FINRA broker-dealer, overseeing regulatory programs, supervisory frameworks, and digital investment advice controls.
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Špecialista/Špecialistka Compliance NngroupBratislava, SK €24k15d Partner to business and management on decisions with compliance and reputational impact, ensuring fair and sustainable solutions for clients.
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Cluster Manager - Legal/Senior Cluster Manager - Legal Bajaj FinanceIndia 15d Drafting, reviewing, and advising on legal documentation for Consumer Lending, Retail Lending, SME Lending, and Fixed Deposit business, including digital lending journeys and vendor arrangements.
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Senior Regulatory Compliance Officer 100% Hypothekarbank Lenzburg AGRemote 15d Ensuring regulatory compliance, overseeing the consolidated supervision framework, and advising the bank on complex compliance matters including anti-money laundering and regulatory changes.
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Stage - Audit/ Conformité règlementaire - Secteur financier/ Direction des émetteurs H/F AMF - Autorité des Marchés financiersParis, Ile-de-France, FR 15d Assisting the supervision officer in reviewing prospectuses for bond operations, examining commercial documentation compliance, and participating in weekly product committees to ensure AMF doctrine compliance.
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Leveraged Finance Lawyer Larson MaddoxLondon, England, GB 15d Experienced Leveraged Finance Lawyer providing legal advice on complex financing transactions, structuring, security, and restructuring for an international financial institution.
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Risk Services - Regulatory Advisory Generalist - Experienced Associate / Senior Associate PwC SingaporeSingapore 15d Providing regulatory advice, conducting compliance reviews, and internal audits for financial services clients to help them meet regulatory requirements and strengthen business controls.
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Senior Manager/ Manager (Corporate Secretariat) PSA International Pte LtdSingapore 15d Providing company secretarial assistance and support to the PSA Group of Companies, ensuring adherence to corporate governance directives and guidelines.
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Ekspertka / Ekspert ds. Compliance i Etyki Biznesu Credit Agricole Bank Polska S.A.Warszawa, mazowieckie 16d Supporting the management of non-compliance risk in ethics, conflicts of interest, and anti-corruption; analyzing reports of conflicts of interest and ethical breaches; supporting reputation risk management.
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Senior Compliance Analyst – Central Compliance CLARC RecruitmentLondon, England, GB 16d Own the day-to-day running of the firm's SM&CR programme, manage PA Dealing, OBI, and Transaction Reporting, and handle daily advisory work.
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Associate, Secretariat DBS Bank (Hong Kong) LimitedHong Kong, Hong Kong, HK 16d Provide secretarial, administrative, and compliance support to the Secretariat team, managing board meetings, regulatory filings, and statutory records for a financial institution.
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Consultant Manager conformité et contrôle interne - Secteur Banque - F/H MazarsLevallois-Perret, fr 16d Consultant Manager leading compliance and internal control projects for international banking clients, covering financial security, client protection, market infrastructure, and sustainable finance.
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Marketing Compliance Associate Decentralized MastersRemote 16d Pre-launch review and ongoing monitoring of externally facing marketing and sales assets (ads, VSLs, landing pages, scripts, emails) to ensure compliance with FTC, SEC, platform, and financial-promotion rules.
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(Senior) Legal Counsel BunqAmsterdam, Noord-Holland 16d Senior Legal Counsel owning end-to-end third-party contract processes, AI tool optimization, and real-time risk reporting for a global fintech.
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Projects Associate (w/m/d) Internationales Wirtschaftsstrafrecht / Compliance & Investigations Hogan LovellsMitte, Berlin, Stadt, DE 16d Conduct cross-border internal investigations into corruption, money laundering, embezzlement, and fraud for multinational corporations; communicate with law enforcement; support preventive compliance system creation and certification.
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Change Management & Technical Writer Analyst↗ JPMorganChaseBuenos Aires, B, AR 16d Develop and maintain knowledge management assets (procedures, supporting documents, communications) for Global KYC Standards and manage the governance framework for change requests to update procedures and implement system enhancements.
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Managing Counsel, SEC FiservMilwaukee, Wisconsin, US $145k–$240k16d Provide legal support for corporate functions at a public fintech company, focusing on SEC reporting, public company governance, and disclosure matters.
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Company Secretary↗ Credit Corp GroupSydney, NSW, AU 16d Provide high-level support to the Board of Directors, manage corporate governance frameworks, and ensure compliance with regulatory requirements for an ASX-listed financial services company.
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Co-Head of Corporate Secretarial - Singapore↗ Sleek Tech Pte LtdSingapore, S00, SG 16d Co-lead the Corporate Secretarial function in Singapore, ensuring statutory compliance, operational excellence, and AI-driven workflow transformation for a high-volume portfolio of micro-SMEs.
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AEOI Manager (FATCA/CRS)↗ The Citco Group LimitedDublin, County Dublin, Ireland 16d Manage AEOI (Automatic Exchange of Information) filing analysis, client relationships, and regulatory compliance for FATCA and CRS regulations within Fund Administration.
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Senior Manager - Sales and Incentive Compensation MtbBuffalo, NY, US $129k–$215k16d Design, administer, and ensure compliance of enterprise-wide sales and divisional incentive compensation plans aligned with business strategy and regulatory standards.
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Referent Recht (m/w/d) VR Bank Schleswig-Holstein Mitte eGRemote 16d Legal and supervisory consultant for a cooperative bank, handling complaints, ombudsman cases, and external legal coordination.
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Senior Compliance Testing Analyst, Compliance Monitoring & Testing (5641)↗ TDToronto, ON, CA CA$82k–CA$115k16d Manage the implementation of a Compliance Monitoring and Testing program to support TD's Regulatory Compliance Management Framework.
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VP/AVP, Legal & Compliance Manager, DBS Vietnam HCMC DbsDBS Ho Chi Minh City, VN 16d Provide legal and compliance advice, review documentation, and ensure regulatory adherence for DBS Vietnam's branch operations.
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Company Secretary (Regulatory Compliance, Digital Lending and Corporate Governance) Mantras2SuccessAhmedabad, Gujarat 16d Own regulatory compliance and corporate governance for a Lending Service Provider under RBI regulations, ensuring standards for lending partners and maintaining ROC compliance.
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Group Regulatory Compliance Manager - ABC, COI, GH&E WiseLondon, gb 17d Design, implement, and maintain global compliance frameworks for Anti-Bribery & Corruption (ABC), Gifts, Entertainment & Hospitality (GEH), and Conflicts of Interest, ensuring alignment with local regulations across all operating jurisdictions.
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Senior Analyst/AVP, Surveillance & Control Room (Compliance Department) - SMBC Sumitomo Mitsui Banking CorporationSingapore, Singapore, SG 17d Conduct Level 2 reviews of electronic communications and trade surveillance alerts, process wall crossings and watch lists, and manage information barriers and conflicts of interest within a global bank.
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Senior Compliance Executive GallagherDublin, Leinster, IE 17d Senior Compliance Executive managing full-range regulatory compliance, risk monitoring, and stakeholder engagement for an insurance firm.
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Vice President, Compliance Consulting KrollNew York, NY, US $90k17d Strategic compliance consultant advising financial services firms (RIAs, broker-dealers, RICs) on regulatory requirements and program design.
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Compliance Officer, Surveillance TD Bank GroupNew York, NY, US $120k–$145k17d Supports the delivery and ongoing administration of Trade and Communications Surveillance portfolios, coordinating project and remediation activities, and preparing governance reporting.
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