Corporate Governance Compliance
920 open positions
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Senior Compliance Executive / Compliance Manager, , ETF Compliance Advisory InvescoLondon, London 2mo Senior Compliance Executive acting as a trusted advisor to the EMEA ETF business, providing risk-based compliance guidance across the full product lifecycle from new launches to regulatory changes.
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Senior Corporate & Governance Paralegal InspirebrandsAtlanta Support Center, US 2mo Senior Paralegal driving corporate governance processes, supporting Board and executive-level activities, and ensuring compliance with securities law and regulatory best practices.
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Head of Compliance (Fintech/Brokerage)↗ Revup ConsultingBugis, S00, SG 2mo Lead the Compliance function and provide strategic regulatory oversight for a high-growth fintech/brokerage firm expanding across Asia.
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Senior Compliance Officer Trading212Berlin 2mo Ensure operational excellence and regulatory adherence for a trading and investing platform serving millions of clients, specifically aligning with BaFin guidelines.
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VP Fintech Lending Counsel (Hybrid) The BancorpSioux Falls, South Dakota 2mo VP providing practical legal advice and support for The Bancorp's Fintech-sponsored lending activities, including product design, implementation, and ongoing program support.
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Associate Director, Global Investigations MsdCHN - Shanghai - Shanghai (Tower A), CN 2mo Conduct internal Code of Conduct investigations and support high-risk China internal investigations as confidential and impartial counsel.
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Investment Management & Risk Oversight TheapexgroupChelmsford 2mo Oversee delegated investment managers, monitor fund risks (leverage, liquidity, VaR), and ensure regulatory compliance for UCITS/AIFM funds.
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Consumer Compliance and CRA Analyst NubankVirginia 2mo Build and operationalize Community Reinvestment Act (CRA) infrastructure and consumer compliance for a US national bank charter, including developing a CRA Strategic Plan and advising on product compliance.
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Senior Manager, Investment Products AsxSydney Office 2mo Senior leadership role overseeing the admission, supervision, and regulatory framework for ASX's quoted investment products (ETFs, managed funds, warrants) to ensure market integrity.
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Legal Counsel Qred Bank ABStockholm, Sweden 2mo End-to-end ownership of day-to-day legal operations, bridging complex regulatory frameworks and commercial execution for a fintech scale-up.
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Corporate Governance Counsel SatispayLuxembourg, Luxembourg 2mo Connect corporate structure, regulatory expectations, and business strategy to shape the future of Satispay's governance.
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APAC Lead, Legal & Compliance | Private Markets / Fintech | 5–10 Years’ Experience (CL-OC-37)↗ Nat and Nat Search Pte. Ltd.Singapore, S00, SG 2mo Regional Legal & Compliance Lead ensuring regulatory adherence and governance for a global fintech and private markets platform across APAC.
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Sr Corporate Counsel - Consumer Lending LendingClubSan Francisco, CA, US $137k–$220k2mo Sr Corporate Counsel providing strategic and tactical legal support for consumer finance activities, including unsecured lending, auto loan refinance, and point-of-sale financing.
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Share Plans Senior Specialist MultiverseLondon 2mo Subject-matter expert on employee equity and company secretarial compliance, owning end-to-end administration of equity programmes and corporate governance for a UK/German group.
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Head of Company Secretary Unit↗ Ais40, TH 2mo Lead the Company Secretary function to ensure compliance with SEC/SET regulations and the Public Company Act, serving as a trusted advisor to the Board of Directors on governance matters.
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Compliance Business Oversight Manager (US) TDMount Laurel, New Jersey, US $91k–$91k2mo Provide independent second-line oversight of credit card products and servicing activities to ensure alignment with consumer protection laws and regulatory expectations.
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Senior Listings Manager (Legal), TSXV TmxVancouver - 733 Seymour St, CA $130k–$150k2mo Senior legal specialist reviewing listing applications, approving transactions, and ensuring compliance for issuers on the TSX Venture Exchange.
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Senior Manager, Investment Compliance TrowepriceBaltimore, MD $110k–$110k2mo Lead the strategic direction, governance framework, and execution oversight of compliance monitoring activities within the firm's Investment Compliance monitoring system to ensure portfolios are managed in accordance with regulatory and internal restrictions.
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Director and Senior Legal Counsel – Securities and Corporate Finance Western-DigitalIrvine, CA, us 2mo Provide legal support to treasury and finance functions, managing large financing transactions, securities filings, and corporate governance for public companies.
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Best Interest Assessor HullHU9 $40k–$40k2mo Conduct comprehensive person-centred assessments to determine if applications to deprive individuals of their liberty meet legal criteria and are in the person's best interests under the Mental Capacity Act 2005 and Deprivation of Liberty Safeguards.
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Director, Corporate Counsel, Corporate Governance RegeneronSLEEPY HOLLOW, US $205k–$205k2mo Strategic attorney providing legal advice on global subsidiary management, corporate governance, and public company reporting for a biopharmaceutical company.
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?787/A - Prozessverantwortlicher Aufsichtsrecht und Meldewesen (m/w/d) Münster, Westfalen, NORDRHEIN_WESTFALEN 2mo Responsible for the banking-specific maintenance and development of reference processes for the OSPlus offering, focusing on regulatory law and reporting obligations.
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Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions - Senior Associate PwCSingapore 2mo Senior Associate in Risk & Compliance Solutions advising asset managers and capital market intermediaries on governance, risk management, and regulatory compliance frameworks.
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Risk PMO Program Manager StripeUS 2mo Define, own, and execute program strategies for large-scale regulatory initiatives, bridging compliance and commercial strategy to enable compliant user growth.
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Executive Director U.S. and Above Markets Compliance Officer BristolmyerssquibbPrinceton - NJ - US $276k–$276k2mo Leading the US and Above Markets Compliance & Ethics team to ensure commercialization strategies and tactics are compliant by design, partnering with therapeutic area leads and global functions.
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Senior Compliance Officer CiToronto, ON $55k–$55k2mo Conducting compliance tasks and trading surveillance for multiple entities within CI Wealth Management to ensure regulatory adherence.
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Compliance Analyst AbglobalTaipei City, Taiwan 2mo Provide compliance and regulatory advice, conduct risk-based monitoring, and manage AML/CFT frameworks for the Taiwan investment business.
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Senior Product Compliance & Risk Manager - Latam WiseCiudad de México, mx 2mo Enable UK product teams to launch compliant products and manage risk profiles for Wise's international multi-currency accounts and cross-border payments in Latin America.
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Senior Compliance Officer, Investments Compliance AigNJ-Parsippany, US $159k–$159k2mo Monitor investment restrictions and regulatory compliance for AIG's investment assets and external managers using specialized compliance systems.
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Group Compliance Promotion Officer - Risk & Compliance Support Section, Strategic Business Compliance Support Department, Group Compliance Supervisory Department RakutenTokyo, Japan 2mo Building and operating governance, risk management, and compliance frameworks for Rakuten Mobile Group companies.
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Senior Counsel, Securities CoreWeaveBellevue, WA $157k–$157k2mo Senior in-house counsel supporting public company reporting, disclosure obligations, and corporate governance for a cloud infrastructure company.
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Senior Compliance Analyst, Enterprise Compliance Office
MolocoMenlo Park - Office
$144k–$144k2mo
Translating regulatory, policy, and governance requirements into clear documentation, structured workflows, evidence, reporting, and metrics to support the build-out and day-to-day operation of a global compliance program.
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Principal Counsel, Regulatory FinraWashington, DC (Job Posting), US $114k–$114k2mo Provides legal advice and support for the complete life cycle of new regulatory initiatives, serving as a subject matter expert for the Board of Governors and senior executives.
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Fixed Income Structured Products Attorney MizuhoNYC (1285) $220k–$220k2mo Legal counsel managing operational and legal risks for structured fixed income transactions, including deal contingent hedges and structured notes.
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Enterprise Risk Manager DeloitteieDublin $74k–$74k2mo Lead regulatory compliance projects for financial services clients, shaping compliance frameworks and influencing regulatory strategy.
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Senior Compliance Officer FranklintempletonSt. Petersburg, Florida, United States of America $150k–$150k2mo Support the firm's compliance program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to regulatory requirements and internal policies.
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Investment Banking In-House Finance Counsel BbvaNEW YORK $230k–$230k2mo Provide legal counsel on regulatory issues, review transaction documentation, and manage corporate governance for the Corporate & Investment Banking Group in the US.
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Senior Specialist, Plan Design VestwellRemote $75k–$75k2mo Interpret ERISA and retirement plan laws to consult, amend, and maintain compliant retirement plan documents for sponsors.
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Consumer Compliance Senior Analyst, Complaints Current81New York $85k–$85k2mo Analyze customer dissatisfaction communications to identify regulatory risks and draft formal responses to customers, bank partners, and regulators.
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Senior Project Manager – Regulatory Projects & Audits (gn) Boerse Stuttgart GroupStuttgart, Baden-Württemberg 2mo Central coordination of regulatory projects, supervisory audits, and their follow-up within the Audit Coordination team to ensure clear project structures and reliable reporting.
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