Business Controls Specialist, Client Coverage Group (CCG) Officer, State Street Investment Management - Hybrid
Core
Global Business Controls Specialist supporting risk and control ecosystem, regulatory adherence, and governance activities across multiple regions for State Street Investment Management.
Role type
Senior IC business controls specialist (compliance/risk)
Builds
Global Business Controls framework and governance standards
Domain
Financial services / Asset management / Regulatory compliance
Required skills
Regulatory compliance knowledge, risk management, audit support, stakeholder management, data analysis, policy/procedure development, remediation planning, marketing material review, sales practice issue resolution, project management
Preferred skills
Investment management experience, Microsoft Co-pilot/Tableau/Sharepoint/Archer proficiency, AI technology understanding
Technologies
Microsoft Co-pilot, Tableau, Sharepoint, Archer, One-drive, Excel, PowerPoint, Word
Responsibilities
Oversee Most Favored Nation obligations, manage client attestation processes, conduct monitoring and review policy breaches, develop governance calendars and training programs, maintain desktop guides and procedures, test controls, review marketing materials, disseminate regulatory developments, resolve sales practice issues, support business impact analysis
Seniority
Mid-level, hands-on IC