Senior Compliance Analyst – Central Compliance
Hybrid
Core
Own the day-to-day running of the firm's SM&CR programme, manage PA Dealing, OBI, and Transaction Reporting, and handle daily advisory work.
Role type
Senior Compliance Analyst (Central Compliance)
Builds
Compliance policies, procedures, and regulatory notifications
Domain
Financial Services / Investment Banking / Regulatory Compliance
Required skills
SM&CR knowledge, policy-writing, regulatory reporting, conflict logging, FCA register management
Preferred skills
monitoring or control room exposure
Responsibilities
Own the day-to-day running of the firm's SM&CR programme, Draft and maintain compliance policies, Handle daily advisory work including PA dealing approvals and conflicts logging, Manage routine regulatory notifications, Support audit requests and represent Compliance at sub-committees