Corporate Governance Compliance
2,511 open positions
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Group Regulatory Compliance Manager - ABC, COI, GH&E WiseLondon, gb 17d Design, implement, and maintain global compliance frameworks for Anti-Bribery & Corruption (ABC), Gifts, Entertainment & Hospitality (GEH), and Conflicts of Interest, ensuring alignment with local regulations across all operating jurisdictions.
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Senior Analyst/AVP, Surveillance & Control Room (Compliance Department) - SMBC Sumitomo Mitsui Banking CorporationSingapore, Singapore, SG 17d Conduct Level 2 reviews of electronic communications and trade surveillance alerts, process wall crossings and watch lists, and manage information barriers and conflicts of interest within a global bank.
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Senior Compliance Executive GallagherDublin, Leinster, IE 17d Senior Compliance Executive managing full-range regulatory compliance, risk monitoring, and stakeholder engagement for an insurance firm.
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Vice President, Compliance Consulting KrollNew York, NY, US $90k17d Strategic compliance consultant advising financial services firms (RIAs, broker-dealers, RICs) on regulatory requirements and program design.
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Compliance Officer, Surveillance TD Bank GroupNew York, NY, US $120k–$145k17d Supports the delivery and ongoing administration of Trade and Communications Surveillance portfolios, coordinating project and remediation activities, and preparing governance reporting.
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Risk & Compliance Officer (m/w/d) Bird & Bird LLPRemote 17d Advise lawyers on risk and compliance matters, including professional law, anti-money laundering, contract law, and data protection.
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Senior Corporate Lawyer - Corporate & Company Secretariat HindmarshSydney, New South Wales 17d Senior in-house corporate lawyer managing company secretariat, entity governance, and funds management compliance for a construction and property development group.
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Sales Solutions Consultant — SEC Reporting & Compliance ( Remote, USA) BroadridgeRemote $120k–$130k17d Pre-sales Sales Engineer providing technical expertise and product demonstrations for SEC reporting and regulatory compliance software.
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Senior Compliance Counsel SimCorpWarsaw, PL 17d Senior Compliance Counsel responsible for developing and overseeing the global Compliance Framework, providing second-line support, and advising stakeholders on regulatory matters in the FinTech sector.
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Senior Legal Counsel (Commodities) ALS InternationalSingapore 17d Senior Legal Counsel supporting investment, private credit, trade finance, and regional deals in Singapore and Indonesia.
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Senior Legal Counsel (Commodities) ALS RECRUIT PTE. LTD.Singapore 17d Senior Legal Counsel supporting investment, private credit, trade finance, and regional deals in Singapore and Indonesia.
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Markets Fixed Income Asia Legal - Vice President (Hybrid) CitiSingapore 17d Lead Counsel providing legal advisory, documentation, and regulatory support for Markets Fixed Income products across Asia.
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Legal, Global Banking & Markets, Executive Director, Singapore Singapore · Singapore · Vice President Goldman SachsSingapore 17d Provide legal advisory and governance support for Goldman Sachs' Global Banking & Securities (GBSB) branch in Singapore, covering regulatory compliance, branch implementation, and corporate treasury matters.
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Product Counsel – Equities & Tokenized Securities BinanceRemote 17d Product Counsel advising on legal needs, regulatory compliance, and risk mitigation for equities and tokenized securities products.
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Senior Legal Counsel, APAC | Financial Services Taylor RootSingapore 17d Senior in-house legal counsel providing legal, regulatory, and transactional support to a growing financial services business across the APAC region.
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General Compliance- Asset Management Green Lake Executive Search Co. LimitedHong Kong, Hong Kong, HK 18d Hands-on general compliance role reviewing marketing materials, KYC documents, and regulatory enquiries for an asset management firm.
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Legal Counsel TazapaySingapore 18d Provide strategic legal support for global payments, fintech, and cross-border transactions in a fast-growing, regulated environment.
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Legal Counsel, APAC Remitly, Inc.Sydney, New South Wales, AU 18d Provide practical legal advice on financial services regulation, new product initiatives, and partner contracts for Remitly's growth in Australia and New Zealand.
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Senior Vice President, Compliance PIMCONewport Beach, CA, US $215k–$305k18d Lead compliance oversight for PIMCO's U.S. broker-dealer, distribution, and capital markets activities, focusing on FINRA regulatory compliance and supervisory structures.
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Consultant Senior Conformité H/F - CDI Axis AlternativesRemote 18d Senior compliance consultant advising key financial and insurance sector clients on regulatory and risk management projects.
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Assistant Vice President, Investment Stewardship (1372981257A1) Temasek International Pte LtdSingapore, Singapore, SG 18d Oversee Temasek's voting framework and translate global governance developments into stewardship priorities to support long-term value creation of portfolio companies.
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Head of Pensions Policy, Governance & Oversight AvivaDublin, Leinster, IE 18d Lead and shape the pensions policy, governance, and oversight agenda across Aviva Ireland, ensuring regulatory compliance and alignment with business objectives.
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Compliance Manager Dynasty Financial PartnersSaint Petersburg, FL, US 18d Provide regulatory consulting and support to a network of registered investment advisers (RIAs) while building and leading the compliance team.
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Senior Compliance Associate - Private Alternatives AllianceBernstein Holding L.P.Nashville, TN, US 18d Support the Private Alternatives Compliance program by executing surveillance and testing, assessing compliance risks, and managing regulatory obligations for private alternative investment products.
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Lawyer/Senior Lawyer Westpac GroupSydney, New South Wales 18d Provide practical, commercially focused legal advice to Distribution businesses and Frontline teams across Australia on customer, banking, transactional, and regulatory matters.
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Principal Adviser, Listings Supervision 6-month max term contract- Perth AsxPerth, Western Australia 18d Supervise ASX's listed market by engaging with listed entities and advisers on legal, regulatory, and governance issues, overseeing compliance with Listing Rules, and leading monitoring and enforcement actions.
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Senior Investigator, Escalated Complaints↗ Vancouver City Savings Credit UnionVancouver, BC, CA $77k18d Independently review Level 2 escalated complaints, conduct evidence-based investigations, and provide defensible final internal resolutions before potential external escalation.
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Regulatory/Operational Conduct RISK Analyst - Lisbon or Porto↗ Bnp Paribas CibLisboa, Lisbon, Portugal 18d Lead initiatives to reinforce the Global Banking conduct framework, identify non-financial risks, and promote a risk management culture across Front-to-Operations.
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Legal Advisor Brodard Executive SearchKanton Genf, Schweiz 18d Provide pragmatic legal advice and operational support to a Swiss bank's departments, focusing on risk mitigation, regulatory compliance, and contract management.
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Company Secretary Quality HR IndiaAhmedabad, Gujarat 18d Ensure regulatory compliance for listed companies in the infrastructure sector, managing statutory filings, board governance, and shareholder relations.
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Manager - Legal & CS VellstoneM A Marg, Mumbai 18d Provide legal guidance, ensure regulatory compliance, manage litigation, and oversee corporate secretarial functions for a fintech platform in the NBFC and P2P lending sector.
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Senior Complaints Specialist UpstartRemote 18d Investigate and resolve escalated and regulated customer complaints for Upstart's lending products while identifying root causes to improve processes and reduce risk.
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CEO / MD UK BvnkRemote 19d Lead BVNK's UK regulated entity (FCA-authorised e-money institution) through FCA authorisation for cryptoasset services, ensuring regulatory compliance, governance, and commercial success.
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Manager Scheme Compliance WestpacNew Zealand 19d Manage Westpac's day-to-day card scheme compliance obligations, ensuring rules, mandates, and requirements are identified, assessed, governed, and implemented across acquiring and payment activities.
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Senior Legal Counsel - Product, Innovation & Regulatory Affairs SwileParis, France 19d Senior Legal Counsel supporting product teams in designing compliant fintech products and managing regulatory affairs for international expansion.
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Associate/Vice President, Business Controls Communications Reviewer, Global Markets, Singapore/Tokyo/Hong Kong Bank of AmericaSingapore 19d Review electronic and voice communications to detect potential violations of laws, regulations, or internal policies within Global Markets.
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Legal & Compliance Director- Prestigious Asset Mngmt Platform Robert HalfRiver Valley, Central 19d Lead legal and compliance for a Singapore asset management platform, managing fund structuring, regulatory compliance, and legal matters for fund operations.
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Head of UK Legal OkxLondon, England 19d Lead the UK legal function, providing strategic advice on regulatory, commercial, and strategic matters for OKX's expansion into the UK market.
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Compliance Governance & Regulatory Management Lead MicrosoftIreland, Dublin, Dublin 19d Lead MIPSL's Compliance governance framework, risk assessment, regulatory reporting, and oversight of regulatory returns and engagements.
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Senior Rechtskonsulent mit Fokus Finanzmarktrecht und Anlagegeschäft Raiffeisen SchweizRemote 19d Provide comprehensive legal advice and support for the Asset Management and financial services business units of the Raiffeisen Group, ensuring compliance with internal and external regulations.
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Directeur/ Directrice du pôle Risk Management & Réglementation bancaire SilverteamParis, Ile-de-France, FR 19d Lead client missions in regulatory compliance (Basel III/IV, CRR2/3), risk operational monitoring, and indicator management for banking clients.
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Manager, Compliance - Stockbroking PHONEPE LIMITEDBangalore, Karnataka 19d Ensuring adherence to regulatory guidelines and internal policies in the stock broking business by managing compliance processes, conducting risk assessments, and liaising with regulators.
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Head of Non-Financial Risk Management, Markets & Corporate Functions (SVP) State Street CorporationBoston, MA, US 19d Senior executive leading Second Line Oversight for Compliance and Operational Risk across State Street's Markets business and designated Corporate Functions.
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MaRisk-Compliance-Analyst (m/w/d) in Saarbrücken ODDO BHF GroupSaarbrücken, Saarland, DE 19d Support the Compliance function in implementing and improving the MaRisk compliance management system for a leading European private bank.
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Consultant Meldewesen / Regulatory Reporting Banking (m/w/d) Sopra SteriaRemote 19d Implement new regulatory requirements for banks and financial services in Regulatory Reporting and Meldewesen.
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