Managing Counsel, SEC
Core
Provide legal support for corporate functions at a public fintech company, focusing on SEC reporting, public company governance, and disclosure matters.
Role type
Senior in-house counsel (public company governance & SEC reporting)
Builds
SEC filings, proxy statements, compensation plans, and regulatory compliance documentation
Domain
Fintech / Public Company Law
Required skills
SEC reporting expertise, public company governance, executive compensation design, regulatory risk assessment, legal research, stakeholder advisory
Preferred skills
Law firm experience advising public companies, debt financing documentation, corporate social responsibility regulatory review
Technologies
Forms 10-K, 10-Q, 8-K, Section 16 filings, NASDAQ compliance tools
Responsibilities
Prepare and review SEC filings (10-K, 10-Q, 8-K, proxy statements), advise on executive and employee compensation programs, support Treasury on debt financing documentation, partner with CSR on regulatory disclosures, provide legal research for the board, identify and mitigate legal/operational risks
Seniority
Senior, hands-on IC