Group Regulatory Compliance Manager - ABC, COI, GH&E
Core
Design, implement, and maintain global compliance frameworks for Anti-Bribery & Corruption (ABC), Gifts, Entertainment & Hospitality (GEH), and Conflicts of Interest, ensuring alignment with local regulations across all operating jurisdictions.
Role type
Group Regulatory Compliance Manager
Builds
Global compliance frameworks, registers, governance reports, and automated tracking solutions for ethics and conduct risk.
Domain
Fintech / Financial Services / Regulatory Compliance
Required skills
Anti-Bribery and Corruption (ABC) expertise, Conflicts of Interest management, Third-party due diligence, Enterprise-Wide Risk Assessment (EWRA), Individual accountability regimes (SMCR), Policy breach investigation, Consumer protection legislation knowledge, Regulatory reporting, Process automation, Cross-functional partnership
Preferred skills
Experience in financial institutions or mature fintechs, Deep knowledge of UK Bribery Act and US FCPA, Data-driven approach to risk management, Stakeholder influence, Project lifecycle ownership
Technologies
Compliance management platforms, Automated workflow tools, Governance reporting systems
Responsibilities
Design and maintain global compliance frameworks for ABC, GEH, and Conflicts of Interest; Manage global registers and enforce associated policies; Lead Enterprise-Wide Risk Assessments and prepare governance reports for the Board; Oversee third-party risk and due diligence frameworks; Manage individual accountability regimes and regulatory 'Fit and Proper' assessments; Oversee compliance investigation pathways for policy breaches; Provide horizon scanning for consumer protection legislation; Drive automation and streamlining of compliance activities; Partner with internal stakeholders to embed compliance initiatives.
Seniority
Senior, hands-on IC
