Corporate Governance Compliance
2,503 open positions
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Compliance Manager, Brokerage & Wealth Management, Compliance CITIC CLSAHong Kong, Hong Kong, HK 14d Provide regulatory and compliance oversight for International Wealth Management and Listed Warrant Trading activities, assisting in the expansion of overseas wealth management platforms.
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Associate, Risk Management, Asset Management CITIC Securities International Company LimitedHong Kong, Hong Kong, HK 14d Conduct investment monitoring, risk analysis, and oversight for global asset management portfolios to ensure compliance and safeguard business growth.
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Head of Legal Generali Investments Schweiz AG Generali AssurancesRemote 14d Lead the legal department of Generali Investments Switzerland AG, serving as a trusted legal advisor to the executive board and governance bodies, actively contributing to the development of Swiss fund and broader asset management activities.
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Senior Corporate Counsel APAC Global Payment Holding CompanySingapore 14d Senior Corporate Counsel managing legal business matters for commercial contracts, strategic partnerships, product and market expansion, and transaction support within the payments industry.
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Compliance Testing Analyst II - Lending Compliance Testing (Hybrid - see potential locations in description) MtbBuffalo, NY, US $62k–$104k14d Execute risk-based compliance testing engagements to ensure the bank's adherence to laws and regulations across Mortgage, Consumer, Commercial, and Business Banking lending activities.
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Experte Banksteuerung & Regulatorik (m/w/d) PS Direkt GmbH Co. KGErftstadt, NORDRHEIN_WESTFALEN €60k–€80k14d Expert in bank control and regulatory compliance, analyzing regulatory developments and ensuring the secure implementation of supervisory requirements.
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Senior Sachbearbeiter (m/w/d) im Bankenwesen - hybrides Arbeiten (Remote & Präsenz) DIS AG GermanyRemote 14d Senior banking operations specialist responsible for evaluating change and deletion cases and ensuring compliance with banking-specific laws.
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Sr. Advisor, Regulatory Reporting and Operations Compliance RaymondjamesSaint Petersburg, Florida - United States 14d Oversees compliance programs and ensures alignment with business processes for an assigned business area in the securities/banking industry.
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Compliance and Operational Risk Manager, Investment Solutions Group GhrPennington, US $97k–$195k14d Execute second line of defense compliance and operational risk oversight for Front Line Units, Control Functions, and third parties within Investment Solutions.
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Referent Recht (m/w/d) VR Bank Schleswig-Holstein Mitte eGRemote 14d Legal and supervisory consultant providing central advice on legal and regulatory matters, handling complaint management, and representing the bank externally.
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Financial Examiner RbKansas City, MO, US $75k–$97k14d Review financial information, assess legal and regulatory compliance, and evaluate risks within banking organizations to ensure safety and soundness.
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Associate Director, CS Sales Conduct Assurance, Agency Distribution AiaHong Kong, HK-AIA Hong Kong & Macau 14d Oversee sales conduct assurance and governance for Corporate Solutions and Agency Distribution teams to ensure compliance with MPF and IA regulations.
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Director, Compliance - SLC Management SunlifeToronto, Ontario, CA $130k–$180k14d Director of Compliance supporting the execution and enhancement of the Asset Management Compliance Program through operational oversight, regulatory program administration, project management, and governance activities.
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Junior Compliance Officer – Employee related Conflicts 100% (f/m/d) JuliusbaerZurich, CH 14d Monitor employee personal account transactions, manage conflicts of interest, and maintain information barriers to ensure compliance with banking regulations.
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Senior Compliance Analyst AmeripriseGurugram, Haryana, India 14d Execute compliance monitoring, testing, and oversight for Ameriprise Bank, FSB to ensure adherence to federal banking laws and internal policies.
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Analyst, Business Risk Management↗ ScotiabankToronto, ON, CA 14d Review business processes, activities, and controls across Wealth Management to assess compliance with policies and regulations, identify risks, and support improvement to the overall control environment.
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Compliance Associate, Regulatory Intelligence KeyBankBrooklyn, OH, US $57k–$87k14d Identify, summarize, and consult on current and emerging legal and regulatory compliance requirements for financial services products and processes.
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Manager, Programme Management & Programme Development↗ Wealth Management Institute (wmi)Singapore, Singapore 14d Develop, manage, and deliver Master's and learning programmes for compliance professionals, policymakers, and financial-services regulators.
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Senior Associate - Regulatory & Investigations | Brisbane ClydecoBrisbane, AU 14d Senior lawyer managing complex regulatory investigations, corporate governance, and cross-border litigation for corporations in high-risk sectors.
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Enterprise Risk Advisory Manager DeloitteieDublin, IE €74k14d Lead regulatory compliance projects for financial services clients, shaping compliance frameworks and influencing regulatory strategy.
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Stage Consultant Conformité & Contrôle Interne Asset Management F/H PwCNeuilly-sur-Seine, FR 14d Intern supporting regulatory compliance and internal control reviews for asset management firms, funds, and value chain actors.
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Compliance Examiner UsbankIrving, TX, US $82k–$96k14d Partner with Line of Business and Risk/Compliance/Audit professionals to create, implement, maintain, and oversee an effective risk management framework while ensuring compliance with federal, state, and local laws.
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Vice President, Bank Compliance – Institutional Business and Regulation W Coverage MsDallas TX 1445, US $108k–$180k14d Subject Matter Expert providing compliance advice and guidance to institutional businesses on U.S. banking rules and regulations, specifically Regulation W, Regulation O, Anti-Tying rules, and the Government Securities Act.
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Compliance Associate GcmgrosvenorChicago $90k–$110k14d Administering and supporting compliance functions for a global alternative asset management firm, including regulatory filings, investor due diligence, and policy development.
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Co-Head, Corporate Secretarial - AI-Driven Leader SleekSingapore 14d Co-lead the Corporate Secretarial function in Singapore, ensuring statutory compliance, operational excellence, and AI-driven workflow transformation for a high-volume client portfolio.
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Compliance Specialist Müller`s SolutionsNew Delhi, Delhi 14d Manage and monitor compliance activities, ensure adherence to internal policies and external legal/regulatory requirements, and prepare compliance reports and dashboards.
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Company Secretary Cafico InternationalDublin 14d Oversee company secretarial duties for a diverse portfolio of clients across industries including aircraft leasing, capital markets, funds, software, and life-sciences.
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Compliance Programs & Policy Lead MicrosoftIreland, Dublin, Dublin 15d Lead the operationalization of MIPSL's Compliance programmes, managing the policy lifecycle, issues remediation, and training to ensure effective governance ahead of go-live.
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Director, Operational Risk ExperianUnited States, UNITED STATES, us 15d Lead risk management, regulatory compliance, and data privacy efforts for Experian's Financial Services and Data business to ensure adherence to federal and state requirements.
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Assistant Director, Supervision Principal FinancialUnited States $127k–$171k15d Provide leadership and guidance to a team of registered principals responsible for centralized supervision, oversight, and monitoring of business conducted by securities registered representatives and investment adviser representatives.
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Strategic Account Manager 3 BehavoxCanada 15d Own the full commercial relationship with complex, highly regulated financial institutions, ensuring delivery outcomes, commercial performance, and long-term strategic growth.
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Legal Counsel - ANZ Fiserv, Inc.Sydney, New South Wales, AU 15d Provide strategic legal advice, manage regulatory compliance, and oversee litigation for Fiserv's ANZ operations.
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Remote Competency Assessor QuilterRemote 15d Conduct remote competency assessment meetings for financial advisers, identify development areas, enforce oversight contracts, and deliver risk assessments to ensure compliance and Treating Customers Fairly.
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Compliance, AML and Risk Officer XmDubai 15d Build the company's compliance and risk framework, support regulatory readiness, and provide independent oversight to the Board and senior management.
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R&I Technical and Compliance Senior Manager / Director AzetsLondon, England, GB 15d Lead the firm's technical, compliance and risk framework across the Restructuring & Insolvency service line, ensuring adherence to regulatory, statutory and internal requirements.
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Manager Branch Assets Specialist↗ HSBCDL, IN 15d Subject matter expert supporting Relationship Managers in the seamless processing and disbursement of asset product applications (Mortgage, PIL, LAS, LAM) within the MSF Channel, ensuring compliance with local regulations and AML/Sanctions policies.
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Program Manager, Credentialing↗ FinraPlano, TX, US $98k–$211k15d Execute vision, strategy, and roadmap for Credentialing programs (e.g., Maintaining Qualifications, Exam Validity Extension) to support strategic goals and program development.
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