Corporate Governance Compliance
1,028 open positions
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Business Analyst↗ SoftekToronto, ON, CA $51k–$51k1mo Develop regulatory capital and lending management tools while supporting clients with specialized securities trading calculations.
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Job Posting Title Independent Sales Audit (ISA) Analyst↗ OcbcSingapore, S00, SG 1mo Conduct post-transaction reviews and independent audits of sales representatives to ensure compliance with MAS regulations and internal policies.
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Forensic Auditor, Investigation Services↗ Law Society of OntarioToronto, ON, CA 1mo Investigate complex financial misconduct and professional conduct issues of lawyers and paralegals using forensic accounting practices to determine compliance with regulatory obligations.
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Manager Asset Specialist↗ HSBCHR, IN 1mo Subject matter expert supporting Relationship Managers in the end-to-end sourcing and disbursement of asset products (Mortgage, Personal Loans, Loan Against Securities) while ensuring compliance with local regulations and AML/Sanctions policies.
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Paralegal AmeripriseBoston, Massachusetts, US $56k–$56k1mo Supporting registered investment companies by managing legal and regulatory activities, including the creation, updating, and filing of registration statements and disclosure documents under the Investment Company Act of 1940 and Securities Acts.
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Vice President, Head of U.S. Compliance Advisory TransunionChicago, Illinois 1mo Lead strategic direction and risk-based compliance advice for TransUnion's U.S. products, sales, and operations, ensuring alignment with regulatory obligations while enabling responsible innovation.
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Compliance Manager↗ American ExpressBuenos Aires, B, AR 1mo Design, execute, and oversee the Compliance program for American Express's Argentina legal entity to ensure local regulatory obligations and enterprise policies are embedded in operations.
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Risk & Regulation Consultant↗ PwC PortugalLisboa, Lisbon, Portugal 1mo Support national financial institutions by developing business solutions for risk measurement, monitoring, and regulatory compliance within the banking sector.
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Senior Analyst, TS Market Operations FinraRockville, MD (Job Posting) $72k–$72k1mo Conducts reviews and analysis of Over-the-Counter equity securities to identify potential violations of federal securities and FINRA rules, ensuring market integrity and investor protection.
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Compliance Associate HiiveVancouver, BC (HQ) 1mo Ensure regulatory compliance for a dual-registered broker-dealer and investment adviser by managing transaction monitoring, regulatory filings, and supervisory testing.
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Portfolio Guideline Analysis - Analyst CapgroupLondon 1mo Analyzes and interprets client investment guidelines and regulations to ensure adherence to strict risk controls for funds and client accounts.
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Senior ESG Regulatory Change Analyst VanguardLondon, United Kingdom 1mo Assessing and implementing evolving sustainability regulatory requirements to deliver clear, credible, and consistent ESG reporting for Vanguard.
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Sr. Compliance/Complaints Officer - 18 month contract↗ Zurich InsuranceToronto, ON, CA 1mo Own the complaints function for Zurich Canada, manage compliance risks, and provide business advisory support for new projects and systems.
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Senior Managed Account Supervisor↗ Ia Groupe Financier / Ia Financial GroupMontréal, QC, CA 1mo Ensure regulatory and firm compliance for managed accounts by conducting portfolio reviews, approving client forms, and overseeing trade suitability.
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Controllers-Regulatory Controllers- Associate/Vice President, London/Frankfurt↗ Goldman SachsFrankfurt am Main, HE, DE 1mo Analyze and advocate on UK and EU prudential regulations, specifically Capital Resources, RWA, and Leverage Ratio policy issues, ensuring adequate capital resources for regulated entities.
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Americas Legal Counsel OpenFXRemote 1mo Strategic legal advisor focusing on financial products, partnerships, cross-border payments, cryptocurrency, and foreign exchange regulations for a high-growth fintech infrastructure company.
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Compliance Analyst, Expert Network AlphaSenseBengaluru 1mo Execute core compliance operations for AlphaSense's expert network platform, ensuring expert engagements meet company policies and regulatory requirements.
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Juniora konsulter till Risk, Regulatory & Forensic – Aug 2027 DeloitteStockholm, Stockholms län, se 1mo Junior consultant supporting clients in risk management, regulatory compliance, forensic investigations, and sustainability within financial and non-financial sectors.
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Senior Associate - Marketing Governance↗ Ameriprise FinancialUP, IN 1mo Senior Associate managing marketing governance, regulatory compliance, and shareholder reporting for the North America Marketing team at Columbia Threadneedle Investments.
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Deputy Company Secretary, ASX Group AsxSydney Office 1mo Deliver high-quality Board services, maintain governance processes, and support compliance with statutory and regulatory obligations for ASX Group's legal entities.
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Senior Manager, Investigations Diligence and Compliance↗ Kroll Inc.São Paulo, SP, BR 1mo Lead complex investigative projects and client engagements to resolve disputes, conduct internal inquiries, and examine allegations of wrongdoing for firms and organizations.
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Sr Manager, Product Management - Corporate Surveillance↗ Capital OneNew York, NY, US $201k–$201k1mo Lead product lifecycle for corporate surveillance tools monitoring email, chat, and voice to ensure capital markets clients remain compliant with global regulations.
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Senior Associate - Compliance Solutions↗ WaystoneSingapore, S00, SG 1mo Deliver corporate compliance services, AML screening, risk assessments, and regulatory support to a diverse portfolio of external financial institution clients.
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Sr Manager, Product Management - Corporate Surveillance↗ Information Technology Senior Management ForumNew York, NY, US $201k–$201k1mo Lead product lifecycle for eComms surveillance tools monitoring email, chat, and voice to ensure capital markets clients remain compliant with global regulations.
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Compliance Associate (Remote Work Option)↗ Wealth Enhancement GroupRemote $65k–$65k1mo Coordinate annual compliance requirements, testing, and oversight for investment advisory and ERISA retirement products in a wealth management firm.
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Legal Consultant / Negotiator - UMR (Derivatives) AxiomRemote 1mo Negotiate and review UMR (Uncleared Margin Rules)-related trading documents and other derivative documentation for a Global 500 client in the financial services sector.
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Head of Compliance for North America and Derivatives↗ Cofco InternationalStamford, CT, US 1mo Lead compliance for North America derivatives trading, acting as the primary contact for US regulators and ensuring adherence to CFTC and exchange rules.
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Compliance Manager, Consumer Compliance Crypto.comChicago,IL 1mo Lead US compliance reviews for marketing collateral and new product launches, ensuring adherence to consumer protection laws like UDAAP and Reg E.
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Senior Accountant, Regulatory Reporting Iq-EqRemote 1mo Reviewing complex regulatory reporting outputs to ensure accuracy, timeliness, and compliance with control standards and audit readiness.
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Associate / VP, Global Markets Legal Documentation and Advisory↗ TDSingapore, S00, SG 1mo Lead negotiation and execution of capital markets legal agreements for global clients, balancing commercial objectives with regulatory and risk requirements.
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Senior Associate Regulatory Compliance AirwallexUK - London 1mo Deliver regulatory engagement strategy and licensing responsibilities for Airwallex's UK business, ensuring compliance with FCA rules and managing regulatory examinations.
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Operations Specialist- Regulatory Reporting- AVP↗ Deutsche BankSalamanca-Madrid, MD, ES 1mo Prepare, monitor, and coordinate regulatory reports and ad hoc requests for DWS Funds, with a focus on MiFID client requirements and annual report financial writing.
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Community Impact Manager II FifththirdChicago, IL $97k–$208k1mo Manage region and state-wide assessment area risk and lead the development of Community Reinvestment Act (CRA) and Community and Economic Development strategies to ensure alignment with regulatory performance goals.
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SENIOR PORTFOLIO MANAGER↗ State Teachers' Retirement SystemCA, US $220k–$220k1mo Leading the development, integration, and oversight of investment compliance and governance teams and frameworks to support investment strategy and decision-making across the total fund.
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AVP Investment Compliance Officer GodirectSan Diego, CA $104k–$104k1mo Monitor client portfolios for compliance with regulatory requirements and investment guidelines, design surveillance tools, and advise investment professionals on fiduciary obligations and restrictions.
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Senior Compliance Controller (French Speaker) | SG Natixis-In-PortugalPortugal, pt 1mo Ensure non-compliance risks are mitigated through a robust control framework for businesses transferred to Natixis Portugal and local support functions, while implementing corporate compliance initiatives.
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Product Compliance Senior Manager - APAC Assets WiseSingapore, sg 1mo Senior Product Compliance Manager ensuring the Assets product (investing stocks/bonds via a checking account) meets regulatory requirements in Singapore and expanding to new APAC markets.
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Compliance Analyst AxiscapitalLondon - Scalpel 1mo Support the design, implementation, monitoring, and delivery of AXIS's Compliance Plan to ensure adherence to legal and regulatory obligations within the Lloyd's insurance market.
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Sr. Specialist - T&S - Training Quality & Policy 4D Genpact1401-G-India: Ph V, STPI, Gurgaon 1mo Develop, implement, and maintain company policies and procedures to ensure compliance with regulations and internal standards.
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Head of Group Savings Compliance↗ BenevaQuebec City, QC, CA 1mo Lead compliance oversight for Beneva's Group Savings brokerage operations, supervising distribution networks and ensuring adherence to securities legislation.
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AO/Alternatives Paralegal AbglobalNashville, Tennessee 1mo Execute legal, compliance, governance, and operational processes for alternative investment funds and private funds.
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Governance, Processes & Controls - Asset & Wealth Management Senior Associate, Milano [OTS] PwCMilan, IT $39k–$39k1mo Transform business processes and regulatory compliance for major Asset & Wealth Management players.
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Intern - Private Bank (Business Compliance)↗ Hong Leong BankSG 1mo Support the Head of Business Compliance in ensuring Private Bank operations align with internal policies and external regulatory requirements.
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