Analyst, Global Compliance Regulatory Change
Core
Reviews regulatory change notifications, manages impact assessments, and maintains the internal regulatory inventory for a global wealth management and banking firm.
Role type
mid-level compliance analyst (regulatory change management)
Builds
internal regulatory inventory and compliance governance reporting
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
regulatory hierarchy knowledge, data analysis, project tracking, process improvement, stakeholder communication, impact assessment
Preferred skills
automated workflow familiarity, advanced Excel/database skills
Technologies
Excel, database applications, reporting applications
Responsibilities
Review internal/external regulatory change notifications for applicability and assign next steps; Manage impact assessment process including assignment, review, and reporting; Compile and maintain project tracking for Compliance governance committee reporting; Contribute to the maintenance of internal regulatory inventory; Support the internal Compliance Management application and enterprise regulatory change framework.
Seniority
Mid-level, hands-on IC