ISG Capital Markets - New Issue Due Diligence Executive
Core
Execute due diligence, evaluate transactions, and ensure compliance for new issue capital markets solutions intended for GWIM client distribution.
Role type
Senior IC capital markets due diligence executive
Builds
New issue capital markets solutions (equity, equity-linked, debt) for GWIM distribution
Domain
Capital Markets / Investment Banking
Required skills
Investment banking experience, legal knowledge, financial modeling, accounting due diligence, macroeconomics, compliance (AML, OFAC), deal execution
Preferred skills
Valuation modeling, strategic thinking, client management, project management, SIE/Series 7/66/79 licenses
Technologies
N/A
Responsibilities
Support origination and deal execution; Participate in Capital Committees to review and challenge due diligence; Ensure compliance with bank policies and offering guidelines; Coordinate with Legal for documentation; Escalate diligence issues as necessary
Seniority
Senior, hands-on IC