Compliance Testing Analyst II - Lending Compliance Testing (Hybrid - see potential locations in description)
Core
Execute risk-based compliance testing engagements to ensure the bank's adherence to laws and regulations across Mortgage, Consumer, Commercial, and Business Banking lending activities.
Role type
Mid-level IC compliance testing analyst
Builds
Compliance test plans, execution reports, and control effectiveness assessments
Domain
Financial services / Banking compliance
Required skills
Risk-based testing, control identification, regulatory knowledge, test script documentation, process assessment, finding validation, multitasking
Preferred skills
Financial services lending experience, compliance/audit test script development, relevant certifications (CPA, CIA, CISA, CAMS, CRCM)
Responsibilities
Plan and execute control and substantive testing, review test findings for validity, document complex test scripts, assess business unit processes and controls, identify risk-related findings for escalation, serve as a resource to junior team members
Seniority
Mid-level, hands-on IC