Compliance, AML and Risk Officer
Core
Build the company's compliance and risk framework, support regulatory readiness, and provide independent oversight to the Board and senior management.
Role type
Senior Compliance, AML, and Risk Officer
Builds
Compliance Management System, risk controls, and regulatory reporting
Domain
Financial services / Online trading / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
AML/CFT expertise, risk assessment, regulatory reporting, policy development, stakeholder collaboration, business continuity planning
Preferred skills
VARA regulatory experience, CAMS certification
Technologies
Microsoft Office Suite
Responsibilities
Establish and administer the Compliance Management System; Monitor compliance with VARA, AML/CFT, and consumer-protection requirements; Conduct AML/CFT and business risk assessments; Monitor and report suspicious transactions; Prepare consolidated reports for the Board; Maintain accurate records for regulatory authorities; Support business continuity and disaster recovery arrangements; Train and advise the Board, senior management, and employees on compliance obligations.
Seniority
Senior, hands-on IC
