Associate Director, CS Sales Conduct Assurance, Agency Distribution
Core
Oversee sales conduct assurance and governance for Corporate Solutions and Agency Distribution teams to ensure compliance with MPF and IA regulations.
Role type
Senior management sales conduct assurance officer (Responsible Officer)
Builds
Sales governance frameworks, compliance controls, and regulatory reporting for MPF and corporate insurance sales.
Domain
Insurance / Financial Services / Regulatory Compliance
Required skills
Regulatory compliance (MPF/IA), sales conduct governance, risk management, business planning, team supervision, strategic guideline setting, cross-functional collaboration
Preferred skills
Corporate business/group insurance/pension experience, strategic priority setting, IIQE licenses (papers 1-4)
Technologies
None stated
Responsibilities
Manage and supervise MPF licensed staff and agents; lead development of sales controls and governance; conduct periodic sales conduct assurance checks; prepare internal/external regulatory reports; develop training and communication on sales conduct requirements; oversee MPF-related referral programs and campaigns.
Seniority
Senior, hands-on IC with management responsibilities