Junior Compliance Officer – Employee related Conflicts 100% (f/m/d)
Core
Monitor employee personal account transactions, manage conflicts of interest, and maintain information barriers within a wealth management firm.
Role type
Junior Compliance Officer (Employee Conflicts)
Builds
Compliance frameworks and monitoring systems for employee transactions
Domain
Financial Services / Wealth Management / Compliance
Required skills
Transaction monitoring, policy implementation, insider list management, regulatory reporting, process improvement, training delivery
Preferred skills
German language proficiency, cross-functional collaboration
Technologies
N/A
Responsibilities
Daily monitoring of personal account transactions, handling policy violations and sanctions, maintaining confidentiality areas, reporting management transactions to SIX, assessing insider monitoring alerts, supporting foreign units with group standards, developing policies and guidelines, conducting compliance training, providing expert support to head office and external colleagues, contributing to digitalization projects
Seniority
Junior, 3+ years experience