Compliance Associate, Regulatory Intelligence
Core
Identify, summarize, and consult on current and emerging legal and regulatory compliance requirements for financial services products and processes.
Role type
Compliance Associate (Regulatory Intelligence)
Builds
Regulatory analysis summaries and remediation plans for business units
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory research, AI output review, risk discipline identification, GRC system tracking, policy drafting, stakeholder partnership
Preferred skills
Financial services legal experience, regulatory change summarization
Technologies
GRC systems
Responsibilities
Identify new or revised rules and guidance; Review AI and Generative AI outputs for accuracy; Collaborate with Subject Matter Experts; Track regulatory changes in GRC system; Engage with risk partners for remediation; Maintain internal policies and procedures
Seniority
Mid-level, hands-on IC
