Senior Compliance Analyst
Core
Execute compliance monitoring, testing, and oversight for Ameriprise Bank, FSB to ensure adherence to federal banking laws and internal policies.
Role type
Senior IC compliance analyst (banking)
Builds
Compliance monitoring programs, risk assessments, and regulatory change management for consumer banking products.
Domain
Banking / Regulatory Compliance
Required skills
regulatory research, risk assessment, root cause analysis, process mapping, data analysis, issue tracking, regulatory change management
Preferred skills
consumer protection regulations, deposit products, lending compliance, advertising compliance, fair banking requirements, compliance management systems
Technologies
Microsoft Excel, Word, PowerPoint, compliance management systems, issue management platforms
Responsibilities
Conduct risk-based compliance testing and monitoring reviews; Perform compliance reviews of consumer banking products and digital content; Identify compliance risks and prepare remediation recommendations; Research and interpret regulatory requirements; Partner with stakeholders to implement regulatory requirements; Review data to identify emerging compliance trends; Maintain documentation and reporting; Support regulatory change management; Escalate significant compliance issues.
Seniority
Senior, hands-on IC