Senior Analyst - Distribution Governance
Core
Strengthening and evolving adviser and licensee oversight programs by assessing conduct, identifying risks, and preventing issues through root cause analysis.
Role type
Senior Governance Analyst (Adviser Oversight & Risk)
Builds
Adviser oversight frameworks, risk monitoring controls, and governance reporting for Netwealth's wealth platform.
Domain
Financial Services / Wealth Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Adviser oversight, Risk & compliance, Governance, Assurance, Wealth management, Financial advice, Platform operations, Licensee monitoring, Financial services investigations
Preferred skills
Adviser obligations, advice fees, client consents, disclosure requirements, complaints, incident reporting, remediation programs, risk monitoring frameworks
Responsibilities
Lead complex reviews and investigations, Analyse conduct, governance and customer outcome risks, Identify patterns, trends and emerging issues, Provide recommendations that drive meaningful change, Support governance reporting and executive decision making, Coach and guide other analysts across the team
Seniority
Senior, hands-on IC with mentorship
