Senior Compliance Officer
Core
Embedding the Compliance Management Framework and supporting compliance maturity across DUAL ANZ's business.
Role type
Senior Compliance Officer
Builds
Compliance processes, controls, and governance frameworks for an international underwriting agency (MGA).
Domain
Insurance / Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Compliance management frameworks, regulatory obligations interpretation, incident and breach management, financial crime compliance (AML/CTF/sanctions), governance reporting, policy development, third-party risk management, root cause analysis, stakeholder influence
Preferred skills
Experience in regulated environments (insurance, financial services, funds management), analytical skills, proactive problem-solving
Technologies
N/A
Responsibilities
Implement and improve the Compliance Management Framework; develop and deliver the Compliance Monitoring Plan; prepare compliance reporting for senior management and the Board; translate regulatory requirements into practical business processes; manage compliance incidents and breaches; oversee financial crime compliance arrangements; develop compliance policies and procedures; support audit and assurance activities.
Seniority
Mid-Senior, hands-on IC