Senior Manager, Assistant General Counsel- Governance & Securities
Core
Senior legal advisor supporting the Board of Directors, Board Committees, and senior management on corporate governance, fiduciary duties, and securities regulations.
Role type
Senior Manager, Assistant General Counsel (Governance & Securities)
Builds
Board management logistics, governance frameworks, and compliance materials for Capital One's Board and senior leadership.
Domain
Financial Services / Corporate Law
Deliverable
dashboards & analysis
Required skills
Corporate governance expertise, Delaware law knowledge, SEC/NYSE regulatory compliance, fiduciary duty analysis, board meeting logistics, stockholder meeting administration, outside counsel management
Preferred skills
Financial institution governance experience, executive compensation expertise, 1934 Act reporting, investor relations support
Technologies
Legal research databases, Board management software, SEC filing systems
Responsibilities
Provide strategic counsel on fiduciary duties and governance guidelines; draft Board materials and minutes; manage director onboarding and education; coordinate annual stockholder meetings; administer corporate governance policies; manage outside counsel relationships
Seniority
Senior Manager, hands-on IC with strategic advisory scope