Senior Compliance Officer
Core
Embedding the Compliance Management Framework and supporting compliance maturity across DUAL ANZ by translating regulatory requirements into practical business processes and controls.
Role type
Senior Compliance Officer (Insurance/Financial Services)
Builds
Compliance governance processes, monitoring plans, and incident management frameworks for an international underwriting agency.
Domain
Insurance underwriting and financial services regulation
Deliverable
dashboards & analysis
Required skills
Compliance management frameworks, regulatory obligations interpretation, incident and breach management, financial crime compliance (AML/CTF/sanctions), policy and procedure development, stakeholder collaboration, analytical risk identification
Preferred skills
Experience in insurance, funds management, or trustee environments, ability to influence positive outcomes, proactive problem-solving
Technologies
None explicitly stated
Responsibilities
Implement and improve the Compliance Management Framework; develop and deliver the Compliance Monitoring Plan; prepare compliance reporting for senior management and the Board; manage compliance incidents and breaches; oversee financial crime compliance arrangements; support third-party risk management and audit activities.
Seniority
Mid-Senior, hands-on IC
