Global Head of Surveillance Oversight
Core
Lead independent second line oversight of the global Surveillance framework for a Global Bank, ensuring alignment with regulatory requirements across all regions and asset classes.
Role type
Senior IC compliance leader (trade surveillance)
Builds
Global Surveillance framework and Market Conduct Policy
Domain
Financial services / Banking / Trade Surveillance
Required skills
Regulatory judgement, governance forum leadership, risk management, policy ownership, strategic oversight, alert outcome analysis, near miss investigation, STOR submissions, cross-regional coordination, asset class expertise
Preferred skills
None stated
Technologies
None stated
Responsibilities
Lead independent second line oversight of the global Surveillance framework, Own and maintain the Market Conduct Policy and associated standards, Oversee Surveillance performance through senior governance forums, Act as the senior 2LoD point for Surveillance-related matters, Provide strategic oversight of Surveillance coverage across trading activity and communications
Seniority
Senior, hands-on IC