Depositary/ Fiduciary Services - Senior Associate
Core
Senior Associate responsible for depositary oversight, ensuring compliance with regulatory requirements, reviewing fund portfolios, and managing client deliverables within the Depositary department.
Role type
Senior Associate, Depositary Oversight Specialist
Builds
Operational compliance and regulatory adherence for fund portfolios
Domain
Financial Services / Asset Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory framework knowledge (UCITS/AIFMD), Financial securities market familiarity, Compliance monitoring, Fund NAV review, Client query resolution, Operational review
Preferred skills
Structured products experience, Derivatives knowledge, Advanced Excel/Word skills
Technologies
Excel, Word
Responsibilities
Review and comment on draft prospectuses and financial statements, Review portfolio of funds for regulatory compliance, Respond to client queries, Test compliance monitoring systems, Review Fund NAV components, Assist with operational department reviews
Seniority
Senior, hands-on IC