Regulatory and Legal Entity Reporting Controller – Corporate Controllers, Reporting & Accounting (Hybrid) / Contrôleur(euse), Information réglementaire et entités juridiques – Contrôle corporatif, information financière et comptabilité (hybride)
Core
Lead the delivery of accurate and timely regulatory reporting for Canadian member firm entities, enhance reporting controls, and drive process improvements across the regulatory reporting framework.
Role type
Director-level regulatory and legal entity reporting controller
Builds
Regulatory filings, consolidated financial statements, and capital/liquidity reports for Canadian entities
Domain
Financial services / Regulatory accounting
Required skills
IFRS accounting rules, regulatory capital filings, control frameworks, external audit coordination, broker-dealer legal entity structures, Microsoft 365 automation
Preferred skills
AI-driven process solutions, data analytics
Technologies
Microsoft 365, automation tools, data analytics platforms
Responsibilities
Lead end-to-end regulatory reporting for Canadian member firm entities; Support local regulatory and statutory audits; Assist with implementation of new regulatory and accounting requirements; Strengthen the regulatory reporting control environment through governance and data quality oversight; Drive continuous improvement through automation and technology-enabled solutions.
Seniority
Director, hands-on leadership
