Associate/Director, Core Compliance Generalist
Core
Provide support for Non-Financial Risk governance reporting, regulatory exam and audit management, and process documentation for senior management and external regulators.
Role type
Director-level Compliance Generalist
Builds
Monthly, quarterly, and ad hoc governance reports; audit/exam response materials; departmental process documentation.
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Risk management, Project management, Regulatory reporting, Audit coordination, Data analysis, Process documentation, Microsoft Office Suite (PowerPoint), Stakeholder communication
Responsibilities
Prepare governance reporting materials for senior management and regulators; Assist in gathering and drafting audit/exam responses; Organize audit and exam materials; Document departmental processes; Maintain department trackers and record-keeping systems.