Prácticas en el equipo de cumplimiento normativo
Core
Intern role supporting compliance and risk management processes for a regulated investment agency.
Role type
Intern, compliance and risk management
Builds
Internal compliance procedures, regulatory reporting, and risk control frameworks for an investment agency
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Analytical thinking, organization, attention to detail, high-level English
Preferred skills
Knowledge of investment agency regulation, interest in ESG/ISR, French language skills
Responsibilities
Support tracking of MiFID II/MiFIR regulations and update internal procedures, collaborate on periodic compliance and risk reviews, assist with anti-money laundering (AML) and counter-terrorist financing risk monitoring, help prepare mandatory regulatory reports for CNMV, support mandatory team training and daily regulatory support, assist in preparing documentation for governance bodies like audit committee minutes
