Compliance Manager
Core
Hands-on Compliance Manager supporting UK regulated business across compliance monitoring, financial promotions, and product governance.
Role type
Senior IC compliance manager (financial services)
Builds
Compliance monitoring plans, regulatory reporting, and governance oversight for investment and distribution teams
Domain
Financial Services / Alternative Asset Management
Required skills
Compliance monitoring, Financial promotions, Best execution, Product governance, Regulatory reporting, Investment management compliance
Preferred skills
Private markets experience, Alternatives experience
Responsibilities
Own the Compliance Monitoring Plan, Advise Investment and Distribution Teams, Work on Financial Promotions, Oversee best execution and product governance, Report issues to senior management and board
Seniority
Senior, hands-on IC
