Senior Managers and Certification Regime (SMCR) Compliance Lead (14305)
Core
Lead compliance with the UK Senior Managers and Certification Regime (SMCR) for a leading international bank, ensuring regulatory requirements are embedded and applied effectively.
Role type
Senior IC compliance lead (financial services regulation)
Builds
Governance frameworks, regulatory submissions, and training programs for senior management accountability
Domain
Financial services / UK regulatory compliance
Required skills
SMCR regulatory expertise, Conduct Rules knowledge, Fitness & Propriety assessment, policy drafting, regulatory submissions, stakeholder advisory, training development, analytical problem-solving
Preferred skills
Experience with Phase 2 SMCR changes, C-suite executive engagement, agile working
Technologies
FCA, PRA, Management Responsibilities Map, Personal Accountability Frameworks
Responsibilities
Oversee SMCR compliance and maintain core documentation (Management Responsibilities Map, Statements of Responsibility), lead implementation of regulatory developments, prepare Senior Management Function applications, advise Senior Managers on responsibilities, develop training and communications, support governance forums
Seniority
Senior, hands-on IC
