Manager, Compliance & Regulatory Governance - Perpetual Corporate Trust
Core
Lead regulatory governance and compliance for a growing Debt Market Services business, ensuring robust compliance across lending, loan servicing, and securitisation.
Role type
Manager, First Line Compliance & Regulatory Governance
Builds
Regulatory reporting frameworks, Lender of Record (LoR) governance policies, and AML compliance programs for domestic and global financial institutions.
Domain
Financial Services / Debt Markets / Regulatory Compliance
Required skills
Regulatory reporting, AML/CTF compliance, Lender of Record governance, Risk management, Stakeholder coordination, Policy implementation, Team leadership, Financial crime risk management, Consumer credit regulation knowledge.
Preferred skills
Experience in loan servicing or lending environments, Knowledge of responsible lending and complaints obligations, Ability to balance regulatory requirements with commercial considerations.
Technologies
ASIC Industry Funding returns, OTC derivative reporting, Modern Slavery reporting tools, AML compliance attestation platforms.
Responsibilities
Own and maintain the DMS regulatory reporting calendar; Coordinate ASIC Industry Funding returns and other regulatory obligations; Lead governance and oversight of the Lender of Record (LoR) Policy Framework; Manage the annual AML compliance attestation program; Assess and manage remediation of material compliance issues; Lead and develop a small compliance team.
Seniority
Manager, hands-on IC with team leadership