DWS AFC & Compliance Team (Data Analytics & Monitoring), AVP
Core
Lead Compliance Calibration and Effectiveness reviews to assess control design, implementation, and effectiveness across the organization, ensuring adherence to laws and regulations.
Role type
Senior IC Compliance & Risk Assurance Lead
Builds
Operational assurance and control effectiveness ratings for AFC & Compliance processes
Domain
Financial Services / Asset Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Control framework expertise, Risk assessment, Independent audit judgment, Stakeholder engagement, Program management, Critical thinking, Regulatory knowledge, Data analysis, Remediation planning, Reporting
Preferred skills
Financial services experience, Trade surveillance knowledge, Excel proficiency, Professional qualifications in compliance/risk/law
Technologies
Excel
Responsibilities
Own and lead Compliance Calibration and Effectiveness control reviews; Evaluate and determine control effectiveness through rigorous risk and control assessment; Define and undertake proportionate control assessments; Manage Compliance Calibration and Effectiveness review programme delivery; Track programme recommendations and validate remediation activity; Support Data Management and Information Security initiatives.
Seniority
Senior, hands-on IC