Senior Counsel
Core
Senior legal counsel providing regulatory support, rule drafting, and compliance advice for U.S. Equities, Market Data, and ETP Listings businesses at a national securities exchange.
Role type
Senior Counsel (Legal)
Builds
Regulatory filings, rule changes, and legal compliance frameworks for trading venues.
Domain
Financial Services / Securities Regulation
Required skills
Legal writing, regulatory filing drafting, securities market structure knowledge, cross-functional collaboration, regulatory interaction, AI tool proficiency, analytical abilities
Preferred skills
Experience with market data/access solutions, ETPs, AI automation in legal workflows
Technologies
Microsoft Office Suite, AI tools for legal summarization and workflow automation
Responsibilities
Review and draft rules and rule filings for regulators; steer rule changes through internal and external approval processes; provide legal counsel to business teams on securities trading and compliance; support regulatory exams, inspections, and requests; maintain compliance with national securities exchange requirements; assist with corporate law and general legal matters; drive adoption of AI and automation to improve legal workflows.
Seniority
Mid-Senior, hands-on IC