Compliance Lead, Testing
Core
Administering and executing the Compliance Testing Program to ensure adherence to federal and state regulatory requirements.
Role type
Senior Compliance Lead (Testing & Audit)
Builds
Internal compliance controls and testing frameworks for financial products
Domain
Financial Services / Regulatory Compliance
Required skills
Compliance testing, Audit, Regulatory knowledge (federal/state), Cross-functional collaboration, Process improvement, Risk assessment, Project management, Analytical thinking
Preferred skills
Experience in fast-paced environments, Creative problem solving, Detail orientation
Technologies
Google docs, Word processing, Spreadsheets, Presentations
Responsibilities
Perform ongoing compliance testing and reporting, Identify gaps and deficiencies in regulatory compliance, Collaborate with cross-functional partners to resolve issues, Coordinate execution of compliance risk assessments, Propose improvements to internal controls, Continuously improve compliance processes
Seniority
Senior, hands-on IC
