Senior Product & Regulatory Counsel - Investment Products
Core
Primary legal advisor for Mercury Treasury and Mercury Invest, advising across the full product life cycle from feature development to regulatory compliance.
Role type
Senior in-house counsel (investment products)
Builds
Non-deposit investment products (Mercury Treasury and Mercury Invest) for business and consumer customers
Domain
Fintech / Financial Services / Investment Products
Required skills
Investment products legal expertise, Securities Act/Investment Advisers Act knowledge, FINRA/SEC regulatory compliance, cross-functional product collaboration, regulatory interpretation, AI tool proficiency in legal workflows
Preferred skills
In-house legal experience, exposure to regulatory agencies, broader financial services/payments/fintech background
Technologies
AI tools for legal workflows
Responsibilities
Drafting disclosures and marketing content, advising on operational regulatory matters, supporting compliance with FINRA and SEC, pressure-testing product designs, building operational processes
Seniority
Senior, hands-on IC