Compliance Manager
Core
Manage compliance frameworks, deliver training, and provide regulatory advice to support new business initiatives and annual compliance plans within a financial services firm.
Role type
Senior IC compliance manager (control function)
Builds
Compliance monitoring plans, regulatory reports, and updated policies/procedures
Domain
Financial services / Regulatory compliance
Required skills
Regulatory analysis, gap analysis, training delivery, policy development, stakeholder collaboration, report preparation, risk assessment, MIFID knowledge, Central Bank of Ireland engagement
Preferred skills
MIFID firm experience, Central Bank of Ireland inspection experience, professional compliance qualifications
Technologies
Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Deliver relevant aspects of the Compliance Framework and Compliance Monitoring Plan; Provide regulatory advice to the first line of defence; Deliver training to the business; Prepare periodic reports for the Chief Compliance Officer; Assist in review and update of policies and procedures; Perform gap analysis on regulatory changes; Work with the wider Compliance team on Central Bank of Ireland requests and inspections; Proactively identify issues and drive change to completion.
Seniority
Senior, hands-on IC