Associate Director, Compliance
Core
Drive the operational execution and ongoing development of Compliance Monitoring and Testing programs, support Branch Audit oversight, and coordinate regulatory examination readiness for a distributed retail mortgage lender.
Role type
Senior IC compliance program manager (mortgage lending)
Builds
Compliance Monitoring and Testing programs, procedures, test scripts, and reporting protocols
Domain
Mortgage lending / Consumer finance / Regulatory compliance
Required skills
Regulatory interpretation, compliance risk assessment, mortgage loan operations knowledge, federal and state mortgage lending laws expertise, program metrics evaluation, cross-functional collaboration
Preferred skills
ACES, Encompass, Jira proficiency
Responsibilities
Develop and enhance Compliance Monitoring and Testing programs; Conduct second-level quality assurance reviews of compliance testing results; Collaborate with leadership to establish performance objectives and implement strategic initiatives; Serve as primary point of contact for operational compliance matters; Spearhead regulatory examination and audit file requests; Support oversight and execution of Branch Audit activities
Seniority
Senior, hands-on IC