Expert - Regulatory Compliance
Core
Managing compliance risk, acting as second line of defense, and supporting subsidiaries in defining risk appetite and interpreting regulations.
Role type
Senior regulatory compliance expert (conduct risk, market abuse, ESG)
Builds
Compliance frameworks, regulatory change projects, and integrated governance standards across the bank group.
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Conduct risk management, fair treatment of customers, market abuse prevention, conflict of interest management, regulatory change implementation, trade surveillance, benchmark pricing oversight
Preferred skills
CFA/FRM certification, experience in dealing room or investment sales, knowledge of MAR and BMR regulations
Technologies
None stated
Responsibilities
Manage compliance risk in conduct, fair treatment, market abuse, conflicts of interest, and ESG; Supervise bank activities under Art. 70 of the Financial Instruments Trading Act; Oversee market abuse monitoring mechanisms; Supervise control mechanisms for benchmarking; Lead regulatory change projects; Participate in group-wide compliance and governance integration projects
Seniority
Senior, hands-on IC