Director of Compliance - Sumitomo Mitsui Banking Corporation
Core
Principal Compliance Partner to Transaction Banking providing independent second-line advice and challenge on products, strategic initiatives, and technology risk regulation.
Role type
Director, Compliance (Second-Line)
Builds
Independent regulatory advice and challenge for Transaction Banking products and IT technology risk.
Domain
Financial Services / Transaction Banking / Regulatory Compliance
Required skills
Regulatory advice and challenge, AML, sanctions, fraud risk assessment, technology risk regulation, third-party risk management, outsourcing risk, operational resilience, stakeholder management, strategic initiative engagement
Preferred skills
None stated
Technologies
None stated
Responsibilities
Act as trusted Compliance adviser to Transaction Banking business, operations, and technology teams; Engage early on new products and strategic initiatives to provide independent regulatory advice; Independently assess and challenge first-line risk assessments regarding AML, sanctions, and fraud; Provide independent second-line advice on technology risk, cyber security, and data regulations; Collaborate with Risk Management on third-party risk and operational resilience.
Seniority
Director, strategic & mentorship
