Senior Manager, Compliance Advisory & Change Management
Core
Operationalize second-line compliance activities for third-party risk, new/modified products, marketing, and regulatory change management within a banking/financial services context.
Role type
Senior Manager, Compliance Advisory & Change Management
Builds
Compliance management system oversight and consistent execution of compliance policies
Domain
Financial Services / Banking / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Third-party risk management, regulatory change management, product compliance review, marketing compliance, compliance management systems, financial services laws, stakeholder guidance, team leadership
Preferred skills
Consumer financial services laws, new product review processes, third-party risk frameworks, cross-functional partnership, JD/CRCM certification
Technologies
Compliance management systems
Responsibilities
Operationalize second-line compliance activities; Review new/modified products and services for compliance; Review marketing materials; Support regulatory change management; Provide guidance on third-party risk reviews; Escalate material compliance concerns
Seniority
Senior Manager, people management