Lead Analyst, ETP Qualifications

Kansas City, MO, USFull-time$111k–$143k2026-10-20 → 2026-11-11

HybridNo visa sponsorship

Core

Safeguard the integrity of ETF marketplaces by ensuring listed ETFs qualify prior to exchange listing and remain compliant over time.

Role type

Senior IC regulatory analyst (ETF qualifications)

Builds

Cboe's ETF listing and compliance processes

Domain

Financial services / Exchange operations / ETFs

Required skills

ETF knowledge, U.S. equity market structure, Securities Exchange Act of 1934, Investment Company Act of 1940, Microsoft Excel, Microsoft Word, market surveillance, compliance evaluation, process improvement, stakeholder influence

Preferred skills

JD or MBA, Series 7, Bloomberg, AI solution development

Technologies

Microsoft Excel, Microsoft Word, Bloomberg

Responsibilities

Evaluate ETF listing applications and existing securities for compliance; Perform market surveillance to detect anomalous trading and implement trading halts; Drive continuous process improvements including AI-driven solutions; Monitor new ETF investment strategies; Partner with Listings, Legal, and technology teams

Seniority

Senior, hands-on IC

About cboe

Cboe is seeking a Director, Assistant General Counsel – Intellectual Property to provide legal support globally to all levels of the organization regarding intellectual property. This position will also provide legal support with respect to emerging risks, as well as other regulatory frameworks applicable to global exchange operators. In fulfilling these duties, this position will also collaborate with and manage outside counsel and other experts as necessary. Further, depending on the division’s needs and the individual’s interests, the position may also provide the opportunity to gain experi