Spécialiste expérimenté en autorisations banques et maisons de titres
Core
Managing bank and securities house portfolios and overseeing institutional authorization from application to licensing.
Role type
Senior regulatory specialist (banking/securities)
Builds
Regulatory compliance and licensing for financial institutions
Domain
Financial regulation (Swiss banking)
Deliverable
client delivery
Required skills
Financial market law, corporate governance, regulatory analysis, stakeholder management, autonomous case management
Preferred skills
Legal qualification (attorney license), LLM
Technologies
None stated
Responsibilities
Process authorization modifications for banks (organ changes, rule adaptations, restructuring), Act as liaison for regulated entities, legal representatives, audit firms, and foreign regulators, Examine corporate governance legal issues, Collaborate with supervision and cross-functional areas
Seniority
Senior, hands-on IC