Compliance Advisory Specialist
Core
Provide independent second-line compliance advice, oversight, and constructive challenge to support Vanguard's regulated activities and European business.
Role type
Senior individual-contributor compliance specialist
Builds
Independent compliance oversight and regulatory interpretation for Irish and continental European operations
Domain
Financial services / Asset management / Investment funds
Required skills
Regulatory interpretation, risk assessment, policy development, supervisory engagement, impact assessment, stakeholder advisory
Preferred skills
UCITS, MiFID II, cross-border distribution, marketing compliance, investment-related compliance
Technologies
None stated
Responsibilities
Provide clear, practical and risk-based Compliance advice to business stakeholders on the application of Irish and EU regulatory requirements; Exercise independent judgement and provide constructive challenges to first-line proposals, activities and controls; Support oversight of the Vanguard's Irish regulated activities; Interpret regulatory developments and contribute to impact assessments, implementation plans, policies, procedures, training and communications; Support senior Compliance leaders in responding to information requests, supervisory engagements, inspections and other interactions with the Central Bank of Ireland; Contribute to a strong Compliance culture by sharing knowledge and improving process effectiveness
Seniority
Senior, hands-on IC