Referent Compliance (w/m/d)
Core
Monitor and evaluate principles and procedures in securities services and risk management, support business units with regulatory requirements, and conduct on-site inspections.
Role type
Compliance Officer (securities and risk management)
Builds
Internal compliance frameworks and risk management processes for a regional savings bank
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Securities services knowledge, MaRisk (Minimum Requirements for Risk Management) expertise, Legal/regulatory analysis, On-site inspection execution, MS-Office proficiency
Preferred skills
Business administration or law degree, Securities advisory experience, Analytical thinking, Communication skills