Senior Risk & Compliance Manager
Core
Senior 2LOD compliance role providing independent oversight, practical advice, and constructive challenge across FNZ's wealth management platform, administration, and custody services for superannuation clients.
Role type
Senior IC risk and compliance manager (2LOD)
Builds
Independent oversight of regulatory obligations, risk management, and compliance frameworks for wealth management and superannuation services.
Domain
Financial services / Wealth management / Superannuation / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Australian financial services regulatory knowledge, second-line risk/compliance function experience, compliance monitoring and controls assurance, incident and breach management, regulatory change implementation, stakeholder influence, risk-based compliance monitoring
Preferred skills
Experience in wealth management, superannuation, platforms, custody, or administration, ability to balance regulatory requirements with commercial considerations
Technologies
None stated
Responsibilities
Provide independent second-line risk and compliance advice and challenge; Support development and application of compliance framework; Monitor regulatory developments and assess impact; Oversee business implementation of regulatory change; Develop and deliver risk-based compliance monitoring and second-line reviews; Provide oversight of incidents, breaches, and remediation; Challenge risk and control assessments; Provide input into significant business and technology change; Report material risks and compliance issues to senior management; Support client compliance reviews and regulatory reporting.
Seniority
Senior, hands-on IC
