Principal Adviser, Listings Supervision 6-month max term contract- Perth
Core
Supervise ASX's listed market by engaging with listed entities and advisers on legal, regulatory, and governance issues, leading monitoring and enforcement actions.
Role type
Senior Associate lawyer (listed markets supervision)
Builds
Market integrity and compliance with Listing Rules
Domain
Financial markets / Securities regulation
Deliverable
client delivery
Required skills
Legal analysis of corporate structures and transactions, regulatory compliance assessment, enforcement action leadership, stakeholder communication, governance oversight
Preferred skills
Accounting or financial discipline knowledge, JORC reporting experience, listed resources entity exposure
Technologies
N/A
Responsibilities
Advise and supervise a portfolio of listed entities, lead monitoring and enforcement actions, assess applications for market admission, maintain monitoring processes, collaborate with compliance teams
Seniority
Senior Associate, hands-on IC
