Senior Compliance Counsel
Core
Senior Compliance Counsel responsible for developing and overseeing the global Compliance Framework, providing second-line support, and advising stakeholders on regulatory matters in the FinTech sector.
Role type
Senior IC compliance counsel
Builds
Global Compliance Framework, training programs, and compliance policies
Domain
Financial Technology (FinTech) / Regulatory Compliance
Required skills
Market Abuse Regulations expertise, Insider Trading knowledge, Legal degree, Analytical skills, English communication
Preferred skills
AI governance understanding, Data protection knowledge, Criminal offence prevention
Technologies
E-learning platforms, Compliance monitoring tools
Responsibilities
Identify and manage compliance risks, Develop and maintain personal trading monitoring processes, Create internal training programs on market abuse, Act as a trusted advisor on complex compliance matters, Develop and enhance compliance policies and procedures, Support audits and client due diligence
Seniority
Senior, hands-on IC
