Adviser, Listings Supervision (Perth)
Core
Supervise ASX's listed market by engaging with listed entities and their advisers on legal, regulatory, and governance issues to ensure market integrity.
Role type
Senior regulatory compliance adviser (listed market supervision)
Builds
Market integrity and regulatory compliance for listed entities
Domain
Financial markets / Securities exchange / Corporate governance
Deliverable
client delivery
Required skills
Complex corporate structure analysis, Listing Rules application, continuous disclosure monitoring, capital raising oversight, governance assessment, enforcement actions, stakeholder engagement with ASIC
Preferred skills
Capital markets experience, litigation background, financial markets regulation knowledge
Technologies
N/A
Responsibilities
Advise and supervise a portfolio of listed entities; oversee compliance with Listing Rules; take monitoring and enforcement actions on continuous disclosure, capital raising, and governance; assess applications for admission to the listed market; engage directly with ASIC as a regulator
Seniority
Senior, hands-on IC