Investment Compliance Technical Lead
Core
Lead the design and implementation of a semantic, deterministic compliance system for a trillion-dollar asset manager to automate the management of Investment Management Agreements (IMAs) and related mandates.
Role type
Senior IC Technical Lead (Investment Compliance & Rules Engineering)
Builds
A structured, searchable, and auditable compliance platform for investment mandates
Domain
Asset Management / Investment Compliance / Rules Engineering
Deliverable
production ML models | product features
Required skills
Rules engine design (Drools, DMN, OPA), Temporal data modeling, Knowledge graphs (RDF, OWL), Contract/document extraction, Property-based testing, Investment guideline coding (CRD, Aladdin, Bloomberg AIM), IMA/mandate interpretation
Preferred skills
Semantic modeling, Audit trail design, Client-facing technical leadership
Technologies
Drools, DMN, Camunda, Open Policy Agent, RDF, OWL, Charles River (CRD), Aladdin, Sentinel, Bloomberg AIM
Responsibilities
Map current restriction expression across IMAs and amendments; Define canonical vocabulary and schema for investment rules; Resolve ambiguity between legal guidelines and computable logic; Model complex investment mandates (limits, benchmarks, breaches); Design traceability from rules to source clauses; Prototype platform and establish validation practices
Seniority
Senior, hands-on IC with strategic ownership