Business Unit Quality Control Specialist
Core
Provides quality control oversight and support by sampling specific decisioning to ensure adherence to internal procedures, regulatory guidelines, and established laws.
Role type
Quality Control Specialist (Compliance/Audit)
Builds
Compliance oversight documentation and final decisions within the Quality Control System
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Quality control, Quality assurance, Compliance, Audit, Banking, Underwriting, Regulatory knowledge, System of record analysis, Risk mitigation
Preferred skills
Previous quality control experience
Technologies
Microsoft Office (Excel, Word, PowerPoint, Outlook), Bank systems and tools
Responsibilities
Review business activities to ensure policies and procedures were followed, Review assigned samples to determine adherence to departmental procedures and regulations, Apply knowledge of the Business Unit's system of record for completeness and accuracy, Complete reviews ensuring applicable compliance oversight is documented, Enter final decision along with supporting information into the Quality Control System, Assist in problem solving and formulating responses to the business group due to errors
Seniority
Mid-level, individual contributor