Senior Manager, CMAT & Quality Assurance
Core
Lead and execute risk-based compliance reviews and quality assurance activities to evaluate internal controls and provide independent assurance on the bank's compliance framework.
Role type
Senior Manager, Compliance Monitoring and Testing (CMAT) & Quality Assurance
Builds
Independent assurance reports, control assessments, and remediation tracking for the bank's compliance framework
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Risk-based testing, control design assessment, regulatory awareness, findings management, stakeholder management, reporting, continuous improvement methodologies
Preferred skills
None stated
Technologies
None stated
Responsibilities
Conduct risk-based compliance monitoring reviews and testing activities; Assess design and operating effectiveness of controls; Prepare reports on observations and recommended actions; Monitor implementation of management actions; Coordinate quality assurance activities; Provide advice on compliance risks and mitigation strategies
Seniority
Senior, hands-on IC with management oversight