Compliance Monitoring Officer
Core
Design and deliver structured compliance monitoring reviews to ensure regulatory obligations are met and identify risks/gaps in consumer credit operations.
Role type
Second-line compliance monitoring officer
Builds
Robust, well-evidenced compliance monitoring programme and audit-ready records
Domain
Consumer credit regulation and financial services compliance
Deliverable
Dashboards & analysis
Required skills
Compliance monitoring techniques, risk assessment methodologies, regulatory knowledge (AML, KYC, GDPR, DISP, CONC, MCOB), data interpretation, pattern recognition
Preferred skills
Experience with secured lending products, ICA certification
Technologies
None stated
Responsibilities
Design terms of reference, testing logs, and comprehensive final reports for monitoring reviews; Present findings to senior management and drive agreed actions; Maintain accurate, audit-ready records; Review and validate Quality Assurance work as second-line assurance; Support regulatory reporting and horizon scanning; Investigate and escalate potential breaches or unusual patterns
Seniority
Mid-level, hands-on IC