Regulatory Affairs Counsel
Core
Managing and supporting responses to federal and state regulatory examinations, audits, and inquiries for a distributed retail mortgage lender.
Role type
Regulatory Affairs Counsel
Builds
Compliance strategies and remediation plans for regulatory examinations
Domain
Mortgage lending / US Federal and State Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory examination management, Consumer mortgage lending laws (TILA/Reg Z, RESPA, ECOA, HMDA), Loan origination systems (Encompass), Policy and procedure development
Preferred skills
Experience with CFPB or prudential regulator examinations
Responsibilities
Coordinate responses to regulatory examinations and audits, Ensure compliance with state and federal regulatory requirements, Collaborate on examination preparedness strategies, Gather and organize documentation for exam requests, Track corrective action plans and remediation timelines, Report examination matters to EVP, Attorney, Regulatory Counsel